TMJ Partners is a financial recruiter for Japan and Asia for more than 15 years. Focused on Front Office Finance, Securities, Banking, Hedge Funds and Private Banking. Covering CEO, CAO, COO, CTO, CFO, CPA, Analyst, Marketer, Trader, Sales, Structuring, and Real Estate market positions in Tokyo, Hong Kong, Singapore, and Seoul.
Expanding securities firm is looking for a compliance officer. Major responsibilities are regulatory relations (reporting or responding to the request and inspections of local authorities) and maintenance of relationship with any regulatory counterparts. More than 8 year experience of related issues at securities firms in addition to sufficient knowledge about financial product laws and regulations for securities products are required. Native Japanese and business level English is a plus.